Code of Ethics

Harry Hummel, Principal is a CFA charterholder and is required to conform to the CFA Institute Code of Ethics. As a matter of policy, all members of Event Horizon Capital comply with the CFA code of ethics.

The code of ethics requires that we:

Act with integrity, competence, diligence, respect, and in an ethical manner with the public, clients, prospective clients, employers, employees, colleagues in the investment profession, and other participants in the global capital markets.

Place the integrity of the investment profession and the interests of clients above our own personal interests.

Use reasonable care and exercise independent professional judgment when conducting investment analysis, making investment recommendations, taking investment actions, and engaging in other professional activities.

Practice and encourage others to practice in a professional and ethical manner that will reflect credit on themselves and the profession.

Promote the integrity of and uphold the rules governing capital markets.

Maintain and improve their professional competence and strive to maintain and improve the competence of other investment professionals.